Users Guide to Hartshorne Algebraic Geometry/Chapter 1

Affine Varieties

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This section introduces the basic notions of algebraic varieties. It starts out by defining an algebraic subset as the vanishing locus, or zero set given by some subset   of  ; that is,

 

In all examples we should consider   as an ideal in  . Conversely, if we have a subset   then it is called algebraic if it is defined as the zero set of some subset  .

(Non-)Examples of Vanishing Sets

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  •   is the parabola from elementary algebra where   and   is any of  .
  •   is not an algebraic subset since there are no polynomials in   which vanish at infinitely many points. This is a consequence of the fundamental theorem of algebra since any polynomial   is the product of  .
  •   is another example where it is the union of the  -axis and the  -axis defined by the vanishing of   and   in  .
  • The previous example encapsulates the idea of a whole family of examples, given subsets   we can form the subset
 

whose vanishing locus is the union of   and  . The next proposition, 1.1, includes this example and the example of intersecting algebraic sets.

Zariski Topology and Basic Definitions

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We can define a topology of   by defining the closed sets as the algebraic sets. Note that every open set is dense in this topology! Although it is very coarse, it is still useful for constructing invariants from algebraic topology, such as the cohomology of a space, for a large class of examples (for example On the de Rham cohomology of algebraic varieties). Later chapters in the book deal with the basic theory required for these constructions.

Irreducibility

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A subset of a topological space is called irreducible if it is not the union of two proper subsets, each of which is closed. So for example, our space,   is reducible since it is the union of the components   and  .

Affine Varieties and Quasi-Affine

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He also defines an affine variety as an irreducible algebraic closed subset of some  . Also, an open subset of an affine variety is called quasi-affine. Note that the topology of an affine variety is the induced topology. One interesting example of a quasi-affine variety which is not affine is origin removed from  . This is the complement of  . It is easy to show that this is not an affine variety using cohomological tools discussed later in the book.

Basic Properties

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Proposition 1.2 gives some obvious properties of algebraic subsets, but it is worth noting that taking some power of a subset of   will give the same algebraic set as the original subset. For example   has the same vanishing locus as   and  . Note that in scheme theory, these ideals will correspond to distinct schemes. These examples are inspiration for the radical of an ideal  , or the nilradical, that is

 

These can be found in general by finding a generating set of   whose elements are powers of some polynomial. For example,

 

Fundamental Theorem - Nullstellensatz

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Although initially somewhat opaque, the Nullstellensatz is fundamental for thinking about algebras as spaces. Basically, it states that the vanishing locus of an algebraic set can always be found as the radical of some ideal. This is important because it let's us think geometrically about the ideals of the commutative ring   but also lets us find an ideal for any algebraic set. Also, the corollary extends this out by noting the irreducible algebraic sets are always defined by a prime ideal.

Note that in general it is difficult to find generators for prime ideals and very easy to write down examples which are not prime. For example, the ideal   corresponds to the two points  . In all of the examples he gives, it is of an ideal defined by an irreducibly polynomial. It is useful to review Gauss' Lemma and Eisenstein's Criterion to determine if a polynomial is irreducible. For example, consider  . Then as a polynomial in   it can be written as

 

so

 

which has no common divisors with   since its only solution is  . Another important class of polynomials are of the form

 

which define the vanishing locus of an elliptic curve. These are super important in mathematics because they are simple, define basic examples of abelian varieties, and can be used to study a lot of interesting phenomena in Arithmetic geometry.

Affine Coordinate Ring

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One of the useful consequences of Nullstellensatz is we can find a unique ideal representing the geometry of any algebraic subset  . Given any ideal   whose vanishing locus is   this unique ideal is the radical of  , denoted  . We can also associate a ring, called the affine coordinate ring of   defined as

 

For example, the affine coordinate ring of   is

 

Basic Dimension Theory

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In this section Hartshorne introduces the Krull dimension of a commutative ring as the supremum of heights of all prime ideals. That is, a prime ideal   is of height   if there is a maximal chain of distinct prime ideals

 

Examples of Heights and Dimensions

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  • For example, the height of the maximal ideal   is   since there is the (maximal) chain
 

of distinct prime ideals. Since all of the maximal ideals are of the form   for some constants   (by an application of corollary 1.4) we have that the dimension of   is  .

  • The prime ideals of the integers   are   or  . Since the   are the maximal ideals, all of height   we have that   is one dimensional. At first, this seems odd, but once we get to flat families of schemes, we can see that this is "correct".
  • Another interesting class of examples are infinite dimensional Noetherian rings whose prime ideals all have finite height. Check out this math.stackexchange discussion for a detailed overview.
  • Finding an irreducible element in an integral domain   gives a height one prime ideal, since
 

is a maximal chain of prime ideals. This shows that an irreducible hypersurface of an integral domain always has dimension less than one.

  • Krull dimension can also be used in local algebra to determine the dimension of a point on a variety. For example, consider the  -axis unioned with the  -plane in  . This has defining ideal
 

If we localize   at the maximal ideal  , which is at the intersection of the axis with the plane, we want to know what the dimension of this point actually is. Krull dimension gives an answer to this! Consider the local ring

 

Since   we have the height of the maximal ideal is equal to the dimension of the local ring. We have the two maximal chains in this local ring

 
 

giving the dimension of the ring, 2. This gives us an answer to our previous question.

Transcendence degree and Dimension

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Hartshorne gives another definition of dimension using transcendence degree in theorem 1.8.A — that the dimension of an integral domain   can be defined as the transcendence degree of its fraction field   (which he denotes  ). He gives a quick sanity check in the next proposition that   has transcendence degree  , which follows from the fact that its fraction field is  .

Examples with Transcendence Degree

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  •   has transcendence degree  
  • Using the ring morphism
 

we can show that the transcendence degree of   is   since its fraction field is a degree two extension of  . The set   forms its transcendence basis and

  which is a degree two field extension.
  • The technique in the previous example can be used to show the dimension of an irreducible hypersurface   of   has dimension less than one. Although this requires knowledge of morphisms of varieties, this is a useful example to keep in mind. All you have to do is find a projection   which generically has preimage a finite set of points over any point in  . Taking the fraction fields of these two integral domains will give a finite field extension of  .
  • For example, consider the integral domain
 

If we take the inclusion   composed with the projection to   we have such a projection  . This gives a field extension

 

which is a degree   field extension.

Proposition 1.10

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This is a useful proposition which will extend to quasi-projective varieties (as defined in section I.2). Basically, the closure operation preserves dimension. For a simple intuitive example, an algebraic curve   could have a finite number of points removed. The closure of this open set is the original curve.

Proposition 1.12A

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This is a useful proposition which has a simple counterexample from algebraic number theory if we take away the UFD hypothesis. Every Dedekind domain has dimension at most  , but the prime ideal

 

has two generators, so it is not principal.

Exercises

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  • (a) Notice that the ring  . If we rewrite it using the substitution   then  . We can define a ring morphism   by  . Since it has no kernel and is surjective, it is an isomorphism.
  • (b) We can rewrite the presentation of   as   where   corresponds to   and   corresponds to  . Using then Nullstellensatz it is easy to see there is no point in   corresponding to   since the second presentation of   corresponds to the variety  
  • (c) Check out this solution.

The trick here is to find all algebraic relations between the points in the set. Since   we can write this as the quotient of   by the ideal  . The first generator corresponds to the face that  , the second   and the third  .

Notice the second polynomial gives a variety which is the union of the  -plane and the  -plane shifted in the  -direction by  . We can then specialize to the solutions of   on each of the two planes to find all of the solutions. On the  -plane we have   so  . This implies that the solutions are the union of the two coordinate axes on this plane. On the  -plane, the equation reads  . This is the plane parabola on the shifted plane. There is an intersection point of components at   of the parabola intersecting with the  -axis.

Notice   is not an open in the product topology since its projection on each factor is  , but the product of these two opens in  .

Nullstellensatz gives us the result almost immediately. We must have a surjection of some   and the defining ideal must not give nilpotents in   since it is the radical or itself.

1.10

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  • (a) Since   has the induced topology, any chain of closed subsets in   comes from an intersection of closed subsets of   with  . Any such maximal chain may always be extended to a chain of closed subsets of  . Then, the dimension of   is always greater than or equal to that of  .
  • (b)
  • (c) With the set   declare the following subsets as open  . Then the smallest closed set containing   is  , so it is a dense open subset. It has dimension zero since the only closed subset it   but   has the following maximal chain of closed subsets
 

so it is of dimension two.

  • (c.1) If we remove the density hypothesis, take the set   with the discete topology. Then the open subset   has dimension one, but   has dimension two.
  • (d) Using the definition of dimension for Noetherian topological spaces, there is a maximal chain of closed subsets
 

Since   is closed and proper, we could have extended this chain by one, giving a maximal chain of length greater than  , a contradiction. Hence  .

  • (e) Take the affine space   and give it the topology where a subset   is closed if it can be contained in some embedded   and is a closed subset when restricted to the embedded   with the Zariski topology.
  • (e.1) Note that a space is locally Noetherian if every point has a neighborhood which is a Noetherian topological space. One example which is infinite dimensional, but has only finite dimension components is the infinite disjoint union   equipped with the Zariski topology on each affine space. Since we can only take a finite union of closed subvarieties  , we have that this space is Noetherian.

1.11

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The curve   given parametrically by   gives the following three relations among the generators  

 

hence its defining prime ideal is

 

which has three generators but has only height 2. We can use the dimension, height formula given in theorem 1.8A to should that this is the case. Since the dimension of   is   and the dimension of   is 1 (since it is isomorphic to  ), it has height 2.

1.12

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The polynomial   defines the equation of an elliptic curve in the plane which has two components. This can be viewed using desmos. Playing around with different degrees and different parameters gives more solutions, just make sure the coefficients don't force the only solutions to be a finite set of points or all complex points. For example, the polynomial   has no real solutions since any   cannot equal   unless one of the   are non-real.

Affine Algebraic Groups

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Group Rings

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An affine algebraic group is an algebraic set which is also has a group structure (and for later the group structure are morphisms of algebraic varieties). For example, the set

 

defines the algebraic group  . We could have written this open set more suggestively as

 

We can also define   as the subset of   where the polynomial from the determinant is non-vanishing.

  • SL det = 1
  • G_m = GL -> coordinate ring k[x,x^-1]
  • Finite groups -> embed in some S_n -> embed with obvious action on A^n -> every finite group is an affine algebraic group
  • Cyclic groups

Group Actions

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  • Group actions on sets
  • Invariant polynomials
  • Quotient varieties

Projective Varieties

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Geometric Definitions

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Hartshorne begins this section with the definition of projective space, it is the set of equivalence classes of tuples   such that

 

Typically they are denoted as  . To get used to these equivalence classes, consider the point   where  . We have the following equivalent representations

 

You can consider this as a generalization of ratios since any ratio   can be represented as an element in  .

Another useful and equivalent way to think of   is as the quotient of   by the  -action  . It turns out this way to think about it makes more of the theory work. Check out these notes for more information.

In order to define functions on   to   we need to make sure they are well-defined with respect to the  -action. If we multiply by some  , the value needs to be the same, so

 

for some  . But since every   is equivalent from the  -action, and   has a trivial  -action, we can only consider functions

 

where   if   is non-vanishing at  . It turns out that all such functions must be homogeneous polynomials. The linked noted above explain this further in detail, but Hartshorne goes on to describe the related algebra which explains what these polynomials are and how to find them.

Algebraic Definitions

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Graded Rings and Ideals

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Algebraically we can encode the structure of homogeneous elements using a grading. That is, we decompose a ring   into abelian groups   such that

 

and these groups behave well with respect to multiplication, that is, for    . We will denote the ring   with its grading as   and call it a graded ring. For example, in the ring   we can define the   as the abelian group of homogeneous polynomials of degree   in  . Then we can decompose   as

 

where   means the underlying abelian group of the  -vector space spanned by the three elements  . For example,  . Graded rings of this form can be used to construct other graded rings. We can call an ideal   graded if it is generated by homogeneous elements. That is, we can find   such that  . Then, we can consider the subgroup of   generated by the elements in   as   giving   the structure of a grading. We can then form a graded ring

 

For example, consider the ideal  . Since the generators are both homogeneous we can give the ideal   the grading

 

Projective Varieties

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Similarly to affine zero sets, we can construct projective algebraic sets. Given a homogeneous polynomial   we can form the zero set

 

Similarly, for a set   of homogeneous elements in   we can form an algebraic set of all points which vanishing on each elements in  . Then, a projective algebraic variety is an irreducible algebraic set in   equipped with the induced topology. As you would expect,   has a Zariski topology whose closed sets are the algebraic sets.

With the previous section, we can talk about the associated graded coordinate rings of projective algebraic varieties. Given a graded ideal   we can find the projective algebraic set   that is defined by the vanishing of every element in  . For example, the vanishing set on the graded ideal

 

is the set

 

Notice that some of the degrees of the polynomials have changed! This is because of the analogue of the Nullstellensatz in the projective setting. One of the first exercises in this section is proving this theorem. Similarly to exercise I.1.3 we can analyze what the vanishing set looks like. In the first equation, notice that either   or   must equal  . If we take the first case, then this is the subset   where  . This implies it is the point  . We can do a similar analysis for   to get the point  . These are all of the points in this algebraic set, but it is not a variety since it is a disjoint union of two irreducible components. If we want to find the corresponding ring, it is

 

since  .

More Examples

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Fermat Varieties
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Another useful class of examples are the projective algebraic sets defined by the polynomials of the form

 

These are called Fermat polynomials since they resemble the famous Fermat problem trying to find integer solutions to the equation  

Affine Stratification
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If we consider the points   then the set where   is

 

whose points can be identified with points in  . The set   is then the set of points

 

Since   we always have the equality

 

Notice we can identify a point   with

 

which is a unique point in   giving us the identification of   with  . This shows

 

as sets. Applying this recursively shows

 

On   we call the point   the point at infinity since the set of all   is the set   and   over   can be identified with  . Similarly, there is a line at infinity in   and a hyperplane at infinity in general.

Charts on Projective Space
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  • compute transition functions
Projective Closure
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We can use the previous stratification of   to turn an affine variety in   into a projective variety in  . It should be more clear after reading about the charts on projective space. If we have a polynomial, say

 

then on the open set   the vanishing locus   is

 

Since we can divide by   in this open set, we get the equality

 

If we rewrite

 

this equation reads as

 

giving the equation of an affine variety. This gives us a way to associate an affine variety to a projective variety. All we have to do is go the other direction! Let's try this in degree two first so we can get the general picture. Consider the polynomial

 

and notice the degree is  . If we want to turn this into a homogeneous polynomial in three variables (since we need three for   we can multiply each of the terms by some   to get a degree   homogeneous polynomial. So

 

is such a polynomial, and on the set   we can identify   with  .

Quasi-Projective Varieties
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You may be able to convince yourself that   for   is an example of a quasi-projective variety which is not affine.

More Geometry

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  • Projective varieties
  • Stratification
  • Point and line at infinity   and  
  • Patches
  • Affine coverings


Gradings Continued, Multi-Graded, Weighted Homogeneous

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Exercises

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2.17

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Morphisms

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  • definition
  • automorphisms -> group actions, GL, PGLd
  • Coverings
  • Ramified covers
  • Quotients -> weighted projective space

Talk about ramified coverings

 

should have transcendence degree 2.

Just take the composition of the include

 

with the projection. This gives a dominant morphism. Looking at the fibers gives the answer.

Generically, this will be a three-sheeted cover, but along the locus

  there will be a degeneration.

Nonsingular Varieties

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https://math.stackexchange.com/questions/678419/normalization-of-a-quotient-ring-of-polynomial-rings-reid-exercise-4-6/681926#681926 Include p-derivations + Witt vectors https://www.uvm.edu/~tdupuy/notes/dupuy-ttu-slides.pdf