General Securities Representative Exam

This book covers the information needed to pass the NASD series 7 securities license exam in the United States. It is required to pass this exam to be a "general securities representative".

Contents

• Equity Securities
• Debt Securities
• Municipal Securities
• Options
• Customer Accounts
• Margin Accounts
• Securities Issuance and Investment Banking
• Securities Trading
• Brokerage Support Services
• Investment Company Products
• Retirement Plans
• Variable Annuities
• Direct Participation Programs
• Economics and Analysis
• Ethics
• Taxation
• Government and State Regulations
• Self Regulating Organizations Regulations

External resources

• Study Guide for Series 7